A person who is employed to ensure that a company does not contravene any statutes or regulations which apply to its activities.
- In turn, the committee must hire a compliance officer to report to the committee and to Microsoft's chief executive.
- In September, the bank hired its first compliance officer to focus on money laundering full time.
- Commissioners also will adopt rules requiring funds to have written compliance policies and a compliance officer who reports to the fund's board of directors.
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